ORDERS OF
APPROVAL FOR REGULATION OF LAKE ONTARIO
Office Consolidation
IN THE MATTER OF THE
APPLICATIONS OF THE GOVERNMENT OF CANADA AND THE GOVERNMENTS OF THE UNITED
STATES OF AMERICA FOR AN ORDER OF APPROVAL OF THE CONSTITUTION OF CERTAIN
WORKS FOR DEVELOPMENT OF POWER IN THE INTERNATIONAL RAPIDS SECTION OF THE
ST. LAWRENCE RIVER.
NOTE:
- The amendments of
July 2, 1956 are in Light Italic type.
- All elevations have been converted to International Great Lakes Datum
(1985) and the metric system of measurement.
ORDERS OF APPROVAL
October 29, 1952,
as amended by a supplementary Order dated July 2, 1956
WHEREAS the Government of Canada and the Government of the United
States of America under date of 30 June, 1952, have submitted Applications
to the International Joint Commission (hereinafter referred to as the
“Commission”) for its approval of the construction, jointly by entities to
be designated by the respective Governments, of certain works for the
development of power in the International Rapids Section of the St. Lawrence River, these being boundary waters within the meaning of
the Preliminary Article of the Boundary Waters Treaty of 11 January, 1909
(hereinafter referred to as the “Treaty"), and of the construction,
maintenance and operation of such works subject to and under conditions
specified in the Applications, and have requested that the Applications be
considered by the Commission as in the nature of a joint application; and
WHEREAS pursuant to the aforementioned request of the two
Governments, the Commission is considering the two Applications as in the
nature of a joint application; and
WHEREAS notices that the Applications have been filed were published
in accordance with the Rules of Procedure of the Commission; and
WHEREAS Statements in Response to the Applications and Statements in
Reply thereto by both Applicants were filed in accordance with the Rules of
the Commission; and
WHEREAS pursuant to published notices, hearings were held by the Commission
at Toronto, Ontario, on 23 July, 1952; at Ogdensburg, New York, on 24 July,
1952; at Cornwall, Ontario, on 25 July, 1952; at Albany, New York, on 3
September, 1952; at
Montreal, Quebec, on
8 September 1952; and at Washington, D.C. on 20 October, 1952; and
WHEREAS by reason of the said notices of the said applications and
hearings, all persons interested were afforded convenient opportunities of
presenting evidence to and being heard before the Commission; and
WHEREAS pursuant to the said Applications, the hearings before, the
evidence given, and material filed with the Commission is satisfied that the
proposed works and use of the waters of the International Rapids Section
comply with the principles by which the Commission is governed as adopted by
the High Contracting Parties in Article VIII of the Treaty; and
WHEREAS the Commission has been informed that the Government of
Canada has designated The Hydro-Electric Power Commission of Ontario as the
entity to construct, maintain and operate the proposed works in Canada; and
WHEREAS the Commission has been
informed that the President of the United States of America by Executive
Order No. 10.500, dated 4 November 1953, designated the Power Authority of
the State of New York as the United States entity to construct, maintain and
operate the proposed works in the United States; and
WHEREAS the program
of construction of the works, as proposed by the Applicants, includes the
removal of Gut Dam from the International Rapids Section and the Government
of Canada has informed the Commission that it is its intention to take steps
for the early removal of Gut Dam as soon as the construction of the proposed
works is approved and as soon as river conditions and the protection of down
river and interests that will be affected during its removal will permit,
thereby advancing the time of removal of Gut Dam; and
WHEREAS the Commission finds that suitable and adequate provision is
made by the laws in Canada and by the Constitution and laws in the United
States for the protection and indemnity of all interests on either side of
the International Boundary which may be injured by reason of the
construction, maintenance and operation of the works; and
WHEREAS the Commission finds that it has jurisdiction to hear and
dispose of the Applications by approval thereof in the manner and subject to
the conditions hereinafter set out; and
WHEREAS the Commission by Order
dated 29 October 1952 (Docket 68), approved the construction, maintenance
and operation of the works; and Appendix A to the said Order describes the features of the works so approved and provides
the channel enlargements will be undertaken in specified areas; and
WHEREAS condition (i) of said
Order provides that, upon completion of the works, the discharge of water
from Lake Ontario and the flow of water through the International Rapids
Section shall be regulated to meet the requirements of conditions (b), (c)
and (d) thereof, and subject to possible modifications and changes to be
recommended subsequently by the International St. Lawrence River Board of
Control, in accordance with Method of Regulation No. 5 as prepared by the
General Engineering Branch, Department of Transport, Canada, dated Ottawa,
September 1940; and
WHEREAS, by the said Order of
29 October 1952, the Commission specifically retained jurisdiction to make
such further Order or Orders relating to the subject matter of the
Applications of the United States of America and Canada (Docket 68) as may
be necessary in the judgment of the Commission; and
WHEREAS the Commission, as a result of its investigations under the
Reference from the Government of Canada and the United States of America,
dated 25 June 1952, regarding the levels of Lake Ontario (Docket 67), has
determined that it would not be practicable to base the regulation of flows
from Lake Ontario on the said Method of Regulation No. 5; and
WHEREAS, pursuant to published notices, hearings were held by the
Commission at Detroit, Michigan, on 4 June 1953, Rochester, New York on 17
November 1953 and 12 April 1955, Hamilton, Ontario on 18 November 1953, and
Toronto, Ontario, 18 November 1953, and Toronto, Ontario on 14 April 1955 at
which all persons interested were afforded convenient opportunity of
presenting evidence to and being heard before the Commission; and at the said
hearings held at Toronto and Rochester in April 1955 all interested persons
were given convenient opportunity to express their views upon the criteria
and range of stage which had been tentatively proposed by the Commission;
and
WHEREAS the Commission on 9 May
1955, by letters addressed to the Secretary of State for External Affairs of
Canada and the Secretary of State of the United States of America,
respectively, recommended adoption by the two Governments of the following:
-
A range of mean monthly elevations for Lake Ontario of 74.15 m (243.3 feet)
navigation season to 75.37 m (247.3 feet) as nearly as may be; and
-
Criteria for a method of regulation of outflows and levels of Lake Ontario
applicable to the works in the International Rapids Section of the St.
Lawrence River; and
-
Plan of Regulation No. 12-A-9, subject to minor adjustments that may result
from further detailed study and evaluation by the Commission;
WHEREAS, by letters dated 3
December 1955, the Secretary of State for External Affairs of Canada and the
Under Secretary of State of the United States of America advised the Commission that the Government of Canada and the Government of
the United States of America, respectively, approved the range of mean
monthly elevations for Lake Ontario and the criteria recommended in the
Commission’s said letters of 9 May, 1955; and also approved Plan of
Regulation No. 12-A-9 for the purpose of calculating critical profiles and
the design of channel excavations in the International Rapids Section of the
St. Lawrence River; and
WHEREAS, in the said letters
dated 3 December 1955, the two governments urged the Commission to continue
its studies with a view to perfecting a plan of regulation so as best to
meet the requirements of all interests both upstream and downstream, within
the range of elevations and criteria therein approved; and
WHEREBY, by letter dated 3
December 1955, the Secretary of State for External Affairs, on behalf of the
Government of Canada, has informed the Commission of the arrangements that
have been made for the redesign of a portion of the St. Lawrence Seaway
Canal in the vicinity of Montreal, between Lake St. Louis and the Laprairie
Basin; and
WHEREBY condition (i) of the
said Order of Approval dated 29 October 1952 makes the provision for
adjustments and progressive improvements in the plan of regulation, subject
to requirements and procedures specified therein:
NOW, THEREFORE, IT IS ORDERED that the construction, maintenance and
operation jointly by The Hydro-Electric Power Commission of Ontario and the
Power Authority of the State of New York of certain works (hereinafter
called “the works) in accordance with the “Controlled Single Stage Project
(238-242)”, which was part of the joint report dated 3 January, 1941, of the
Canadian Temporary Great Lakes-St. Lawrence Basin Committee and the United
States St. Lawrence Advisory Committee, containing the features described in
Appendix “A” to this Order and shown in Appendix “B” to this Order, be and
the same are hereby approved subject to the conditions enumerated below,
namely,
- All interests
on either side of the International Boundary which are injured by reason of
the construction, maintenance and operation of the works shall be given
suitable and adequate protection and indemnity in accordance with the laws
in Canada or the Constitution and laws in the United States respectively,
and in accordance with the requirements of Article VII of the Treaty.
- The works
shall be so planned, located, constructed, maintained and operated as not to
conflict with or restrain uses of the waters of the St. Lawrence River for
purposes given preference over uses of water for power purposes by the
Treaty, namely, uses for domestic and sanitary purposes and uses for
navigation, including the service of canals for the purpose of navigation, and shall be so planned, located, constructed,
maintained and operated as to give effect to the provisions of this Order.
- The works
shall be constructed, maintained and operated in such manner as to safeguard
the rights and lawful interests of other engaged or to be engaged in the
development of power in the St. Lawrence River below the International
Rapids Section.
- The works
shall be so designed, constructed, maintained and operated as to safeguard
so far as possible the rights of all interests affected by the levels of the
St. Lawrence River upstream from the Iroquois regulatory structure and by
the levels of Lake Ontario and the lower Niagara River; and any change in
levels resulting from the works which injuriously affects such rights shall
be subject to the requirements of paragraph (a) relating to protection and
indemnification.
- The
hydro-electric plants approved by this Order shall not be subjected to
operating rules and procedures more rigorous than are necessary to comply
with the provisions of the foregoing paragraphs (b), (c) and (d).
- Before the
Hydro-Electric Power Commission Ontario commences the construction of any
part of the works, it shall submit to the Government of Canada, and before
the Power Authority of the State
of New York commences the
construction of any part of the works, it shall submit to the Government of
the United States, for approval in writing, detailed plans and
specifications of that part of the works located in their respective
countries and details of the program of construction thereof of such details
of such plans and specifications or programs of construction relating
thereto as the respective governments may require.If after any plan, specification or program has been so approved.The Hydro-Electric Power Commission of Ontario or the
Power Authority of the State of New
York wishes to make any change therein, it shall, before adopting such
change, submit the changed plan, specification or program for approval in a
like manner.
- In accordance
with the Applications, the establishment by the Governments of Canada and
the United States of a Joint board of Engineers to be known as the St.
Lawrence River Joint board of Engineers (hereinafter referred to as the
"“Joint Board of Engineers”) consisting of an equal number of
representatives of Canada and the United States to be designated by the
respective Governments, is approved. The duties of the Joint Board of Engineers shall be to review and
coordinate, and, if both Governments so authorized, approve the plans and
specifications of the works and the programs of construction thereof
submitted for the approval of the respective Governments as specified above,
and to assure the construction of the works in accordance therewith as approved.
The Joint Board of Engineers shall consult with and keep the board of
Control, hereinafter referred to, currently informed on all matters
pertaining to the water levels of Lake Ontario and the International Rapids
Section and the regulation of the discharge of water from Lake Ontario and
the flow of water through the International Rapids Section, and shall give
full consideration to any advice or recommendations received from the Board
of Control with respect thereto.
- A Board of
Control to be known as the International St. Lawrence River Board of Control
(hereinafter referred to as the “Board of Control) consisting of an equal
number of representatives of Canada and of the United States, shall be
established by this Commission. The
duties of the Board of Control shall be to give effect to the instructions
of the Commission as issued from time to time with respect to this Order.
During construction of the works the duties of the Board of Control
shall be to keep itself currently informed of the plans of the Joint Board
of Engineers insofar as these plans relate to water levels and the
regulation of the discharge of water from Lake Ontario and the flow of water
through the International Rapids Section, and to consult with the advise the
Joint Board of Engineers thereon. Upon completion of the works, the duties of the Board of Control
shall be to ensure that the provisions of this order relating to water
levels and the regulation of the discharge of water from Lake Ontario and
the flow of water through the International Rapids Section as herein set out
are complied with, and the Hydro-electric Power Commission of Ontario and
the Power Authority of the State of New York shall duly observe any direction given them by the Board of
Control for the purpose of ensuring such compliance. The Board of Control shall report to the Commission at such times as
the Commission may determine. In
the event of any disagreement amongst the members of the Board of Control
which they are unable to resolve the matter shall be referred by them to the
Commission for decision. The
Board of Control may, at any time, make representations to the Commission in
regard to any matter affecting or arising out of the terms of this Order
with respect to water levels and the regulation of the said discharge and
flow.
- Upon the
completion of the works, the discharge of water from Lake Ontario and the
flow of water through the International Rapids Section shall be regulated to
meet the requirements of conditions
(b), (c) and (d) hereof; shall be regulated within a range of stage from
elevation 74.15 m (243.3 feet) (navigation season) to elevation 75.37 m
(247.3 feet), as nearly as may be; and shall be regulated in accordance with
the criteria set forth in the Commission’s letters of 17 March 1955 to the
Governments of Canada and the United States of America and approved by the
said governments in their letters of 3 December 1955 and qualified, by the terms of separate letters from
the government of Canada and the Government of the United States of America
dated 11 April 1956 and 1 may 1956, respectively, to the extent that these
letters agree that the criteria are intended to establish standards which
would be maintained with the minimum variation.The project works shall be operated in such a manner as to provide no
less protection for navigation and riparian interests downstream than would
have occurred under pre-project conditions and with supplies of the past as
adjusted, as defined in criterion (a) herein. The Commission will indicate in an appropriate fashion, as the
occasion may require, the inter-relationship of the criteria, the range of
elevations and the other requirements.
The criteria are as
follows:
-
The regulated outflow from Lake Ontario from 1 April to 15 December shall be
such as not to reduce the minimum level of Montreal Harbour below that which
would have occurred in the past with the supplies to Lake Ontario since 1860
adjusted to a condition assuming a continuous diversion out of the Great
Lakes Basin of 3,100 cubic feet per second at Chicago and a continuous
diversion into the Great Lakes Basin of 5,000 cubic feet per second from the
Albany river Basin (hereinafter called the “supplies of the past as
adjusted”).
- The regulated winter outflows
from Lake Ontario from 15 December to 31 March shall be as large as
feasible and shall be maintained so that the difficulties of winter power
operation are minimized.
- The regulated winter
outflows from Lake Ontario during the annual spring break-up in Montreal Harbour and in the river downstream shall
not be greater than would have occurred assuming supplies of the past as
adjusted.
- The
regulated outflow from Lake Ontario during the annual flood discharge from
the Ottawa River shall not be greater than would have occurred assuming
supplies of the past as adjusted.
- Consistent with other
requirements, the minimum regulated monthly outflow from Lake Ontario shall
be such as to secure the maximum dependable flow for power.
- Consistent
with other requirements, the maximum regulated outflow from Lake Ontario
shall be maintained as low as possible to reduce channel excavations to a
minimum.
- Consistent
with other requirements, the levels of Lake Ontario shall be regulated for
the benefit of property owners on the shores of Lake Ontario in the United States and Canada so
as to reduce the extremes of stage which have been experienced.
- The regulated
monthly mean level of Lake Ontario shall not exceed elevation 75.37 m (247.3
feet) with the supplies of the past as adjusted.
- Under
regulation, the frequency of occurrences of monthly mean elevations
of approximately 75.07 m (246.3 feet)
and higher on Lake Ontario shall be less than would have occurred in the
past with the supplies of the past as adjusted and with present channel
conditions in the Galops Rapids Section of the St. Lawrence River, (“present channel conditions refers to conditions as of March 1955.)
- The regulated
level of Lake Ontario on 1 April shall not be lower than elevation 74.15 m
(243.3 feet). The regulated
monthly mean level of the lake from 1 April to 30 November shall be
maintained at or above elevation 74.15 m (243.3 feet).
- In the event
of supplies in excess of the supplies of the past as adjusted, the works in
the International Rapids Section shall be operated to provide all possible
relief to the riparian owners upstream and downstream. In the event of supplies less than the supplies of the past as
adjusted, the works in the international Rapids Section shall be operated to
provide all possible relief to navigation and power interests.
The flow of water
through the International Rapids Section in any period shall equal the
discharge of water from Lake Ontario as determined for that period in
accordance with a plan of regulation
work which, in the judgment of the Commission, satisfies the afore-mentioned
requirements, range of stage and criteria and when applied to the channels
as determined in accordance with Appendix A hereto produces no more critical
governing velocities than those specified in that appendix, nor more
critical governing water surface profiles than those established by Plan of
Regulation 12-A-9, when applied to the channels as determined in accordance
with Appendix A hereto, and shall be maintained as uniformly as possible
throughout that period.
Subject to the
requirements of conditions (b), (c) and (d) hereof,
and of the range of stage, and
criteria, above written, the Board of Control, after obtaining the
approval of the Commission, may temporarily modify or change the
restrictions as to discharge of water from Lake Ontario and the flow of
water through the International Rapids Section for the purpose of
determining what modifications or changes
in the plan of regulation may be
advisable. The Board of Control
shall report to the Commission the results of such experiments, together
with its recommendations as to any changes or modifications
in the plan of regulation. When the plan of regulation has been perfected so as best to meet the
requirements of all interests, within the range of stage and criteria above
defined, the Commission will recommend to the two Governments that it be
made permanent
and, if the two Governments thereafter agrees, such plan of regulation shall
be given effect as if contained in this order.
- Subject as hereinafter provided, upon completion of the works, the
works shall be operated initially for a test period of ten years, or such
shorter period as may be approved by the Commission with the forebay water
level at the power houses held at a maximum elevation of 72.36 m (237.4
feet). Subject to the requirements of paragraphs (b), (c), and (d) hereof,
the Board of Control, after obtaining the approval of the Commission, may
temporarily modify or change the said forebay water level in order to carry
out experiments for the purpose of determining whether it is advisable to
increase the forebay water level at the power houses to a maximum elevation
exceeding 72.36 m (237.4 feet).
If the Board of Control, as a result of these experiments considers that
operation during this test period at the maximum elevation exceeding 72.36 m
(237.4 feet). would be advisable, and so recommends, the Commission will
consider authorizing operation during this test period at a maximum
elevation exceeding 72.36 m (237.4 feet). At the end of this test period, the Commission will make such
recommendations to the two Governments with respect to a permanent forebay
water level as it deems advisable or it may recommend an extension of the
test period. Such of these
recommendations as the two Governments thereafter agree to adopt shall be
given effect as if contained in this Order.
-
The Hydro-Electric Power Commission of Ontario and the
Power Authority of the State of New
York shall maintain and supply for the information of the Board of
Control accurate records relating to water levels and the discharge of water
through the works and the regulation of the flow of water through the
International Rapids Section, as the Board of Control may determine to be
suitable and necessary, and shall install such gauges, carry out such
measurements, and perform such other services as the Board may deem
necessary for these purposes.
- The Board of Control shall
report to the Commission as of 31 December each year on the effect, if any,
of the operation of the down-stream hydro-electric power plants and related
structures on the tail-water elevations at the hydro-electric power plants
approved by this Order.
- The government of Canada shall
proceed forthwith to carry out its expressed intention to remove Gut Dam.
AND IT IS FURTHER ORDERED that the allocation set out in Appendix “C” of the
costs of constructing, maintaining and operating the works approved by this
Order between The Hydro-Electric Power Commission of Ontario and the
Power Authority of the State of New
York be and the same is hereby approved but such approval shall not preclude the
Applicants from submitting to the Commission for approval any variation in the said allocation that may be agreed upon
between them as being appropriate or advisable.
AND IT IS FURTHER ORDERED that the Commission retains jurisdiction over the
subject matter of these Applications, and may, after giving such notice and
opportunity to all interested parties to make representations as the
Commission deems appropriate, make such further Order or Orders relating
thereto as may be necessary in the judgment of the Commission.
APPENDIX A
FEATURES OF THE WORKS APPROVED BY
THIS ORDER:
- Channel
Enlargements
Channel enlargements will be undertaken from above Chimney Point to below
Lotus Island, designed to give a maximum mean velocity in any cross-section
of the channel which will be used for navigation not exceeding four feet per
second at any time, also between Lotus Island and Iroquois Point and from
above Point Three Points to below Ogden Island designed to give a maximum
mean velocity in any cross-section not exceeding two and one quarter feet
per second with the flow and at the stage to be permitted on the first of
January of any year, under regulation of outflow and levels of Lake Ontario
in accordance with Plan of Regulation
No. 12-A-9, as prepared by the International Lake Ontario Board of
Engineers, dated 5 May 1955. Downstream from the power houses channel enlargements will be carried out
for the purpose of reducing the tail water level at the power houses.
Final locations and cross-sections of these channel enlargements will be
determined from further studies.
As approved by the Government of
Canada and the Government of the United States of America in similar letters
dated 3 December 1995, the said Plan of Regulation No. 12-A-9 shall be the
basis for calculating critical profiles and designing channel excavations.
-
Control Facilities
Adequate control facilities will be constructed for the regulation of the
outflow from Lake Ontario.
-
Power House Structures
The powerhouse structures will be constructed in the north channel extending
from the lower end of Barnhart Island to the Canadian shore, and so located
that one structure will be on each side of the International Boundary.
Each power house structure will include the main generating units to utilize
economically the river flows available to it, units to utilize economically
the river flows available to it, with provisions for ice handling and
discharge sluices.
- Dams and
Associated Structures
A control dam will be constructed extending from Iroquois Point on the
Canadian side of the river in an easterly direction to the United States
mainland above Point Rockway.
A dam will be constructed
in the Long Sault Rapids at the head of Barnhart Island
Dykes and associated works will be provided as may be necessary in both the
Province of Ontario and the State of New York.
All the works in the pool below the control dam will be designed to provide for full Lake Ontario level.
-
Highway Modifications
In both the Province of Ontario and the State of New York provincial and
state highways, and other roads, will be relocated in those portions subject
to flooding, and reconstructed to standards at least equal to those now in
existence.
-
Railway Modifications
Such railway relocations as may be required as a result of the works herein
described will be made in the Province of Ontario and the State of New York
to standards at least equal to those now in existence.
- Navigation
Facilities
Provision will be made for the continuance of 14-foot navigation throughout
the International Rapids Section during the construction period.
- Flooded Areas
Lands and building in both the Province of Ontario and the State of New York
will be acquired or rehabilitated as required.
Inundated wooded areas will be cleared.
APPENDIX B
General Plan showing major works
of the Great Lakes-St. Lawrence Basin Power Project are not included in the
consolidation.
APPENDIX C
The power
development works under this Application are those specified in Section 8 of
the Application.
Total costs of
the works described in Section 8 shall be based on Canadian costs and the
United States costs and the total shall be equally divided between the two
constructing entities.
The costs to
be divided should be based on actually experienced and audited expenses.
In relation to
the three principles above, the three following provisions apply:
- The amount to be paid to Canada, as specified in the Agreement of
December 3, 1951, between Canada and Ontario, in lieu of the construction by
the power-developing entities of facilities required for the continuance of
14-foot navigation, shall be excluded from the total cost of the power
project to be divided between the Canadian and the United States
power-developing entities, in consideration of the fact that actual
replacement of 14-foot navigational facilities will be rendered unnecessary
by reason of the concurrent construction of the deep waterway in Canada.
- The Authority to be established pursuant to the provisions of the St.
Lawrence Seaway Authority Act, Chapter 24 of the Status of Canada, 1951
(Second Session), shall contribute an agreed sum of money towards the cost
of the channel enlargement which the power-developing entities must
undertake in the St. Lawrence River, as set out in paragraph 4 of the Annex
to the Canada-Ontario Agreement of December 3, 1951, and in section 8 of the
application to the International Joint Commission, in consideration of the
benefits which will accrue to navigation from such channel enlargement.
- All costs for construction,
maintenance and operation of the project except machinery and equipment in
the respective power houses shall be borne equally by the two entities. All costs for construction, maintenance and operation of machinery
and equipment in their respective power houses shall be paid by the
respective entities and shall be deemed to satisfy the principle of an equal
division between the two entities.

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